Q.1
All activities related to finance and organized into a system called ‐‐‐‐----‐‐‐‐‐‐‐‐.
  • Capital market
  • Money market
  • Financial system
  • open market
Q.2
Which agency regulates and supervises NBFCs?
  • Finance Ministry
  • SEBI
  • RBI
  • Respective state government
Q.3
The objectives of SEBI include -------------.
  • To protect interests of inventors
  • To regulate securities market
  • To regulate securities market
  • All of the above
Q.4
Which of the following instruments is not traded in a money market?
  • Banker’s acceptances
  • U.S. Treasury Bills
  • Eurodollars
  • Residential mortgages
Q.5
The main characteristics of money market transactions which enables it to have active secondary market are:
  • Securities that trade in one year or less
  • Securities that are of large denomination
  • Securities that are very liquid
  • All above
Q.6
Listing is mandatory for ------------------.
  • Trading in stock market
  • Marketing a new issue
  • Trading in international markets
  • Declaring dividend
Q.7
Who appoints the chairman of SEBI?
  • Central government
  • Stock exchanges
  • Brokers
  • Investors
Q.8
The first computerized online stock exchange in India was
  • NSE
  • OTCEI
  • BSE
  • MCX
Q.9
Which tends to be riskier, stocks or bonds?
  • Stocks
  • Bonds
  • Neither are risky
  • Both are equally risky
Q.10
Which of these is NOT a derivative instrument?
  • Future
  • Forward
  • Bond
  • Options
Q.11
Which of the following is included in the financial assets?
  • Shares
  • Debentures
  • Treasury bill
  • All the above
Q.12
It is necessary for an investor to obtain Certificate of Deposits for ™ ________lakh.
  • 5
  • 10
  • 25
  • 50
Q.13
Who is the current governor of RBI?
  • Rajeev Kumar
  • Udit Mehta
  • M.S. Rama Rao
  • Shaktikanta Das
Q.14
Securities of ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐ companies are traded in secondary market.
  • Listed
  • Relisted
  • Unlisted
  • None of these
Q.15
OTCEI stands for Over the Counter ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐ of India.
  • Exchange
  • Expand
  • Extent
  • None of these
Q.16
Secondary market deals with the ________ of existing securities.
  • Purchase
  • Sale
  • Purchase-sale
  • Stock
Q.17
Call money or call loans are ________ .
  • Fixed
  • Liquid
  • Costly
  • Cheap
Q.18
A person who buys or sells equities for his or her clients is a
  • Insurance agent
  • financial advisor
  • stockbroker
  • accountant
Q.19
Those who want to borrow money to purchase items such as houses and items.
  • Borrower
  • Lender
  • Relative
Q.20
The amount that a bond issuer promises to pay the buyer at maturity.
  • Par value
  • coupon rate
  • Capital gain
  • return
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